Reliable Networks’ founder is a former Financial Operations Principal (Series 24, 7 and 63), so when it comes to compliance and solutions that work, we’ve been there ourselves.
Our clients include banks, credit unions, and registered investment advisors among others. We even hosted a high-frequency trading firm’s email and utility systems prior to the company’s orderly wind down in 2013 (it’s tough writing HFT algorithms that can make serious money these days…)
Email Archiving Compliance? No Problem
Rule 17 (a)3 and (a)4 have some very specific requirements; whether you need an email solution which integrates with your archiving vendor of choice or one of your own, we can help.
Nervous About Security? So Are We
“Every author benefits from an editor.” so we have a SOC 2 Type II audit covering Security, Confidentiality and Availability to make sure someone we trust is looking over our shoulders.
To learn how we can help your financial services firm, call us at (207) 772-5678.